Watch our on-demand webinar
The Securities and Exchange Commission (SEC) has significantly ramped up oversight of private fund advisers over the past several years. Most recently, the SEC adopted new rules that create additional challenges for advisers, including enhanced reporting and disclosure requirements. With the countdown to compliance looming, fund managers must enhance their policies and procedures to reduce risk. During this webinar, you’ll learn about:
Key features of the new private fund reforms.
How these amendments will impact private funds advisers.
Steps advisers can take to prepare for compliance.
Learn about the SEC’s private fund reforms and how your team can prepare.
Speakers
Caitlin is Ontra’s Senior Director of Industry Strategy. Prior to Ontra, she practiced law in-house as the AGC at Oak Hill Capital Partners and as Legal Counsel at Varagon Capital Partners (now Man Varagon).
Daniel Kahl is a partner in the Investment Funds Practice Group in the Washington, D.C., office of Kirkland & Ellis LLP.
Dan most recently served as Acting Director of the U.S. Securities & Exchange Commission’s (SEC’s) Division of Examinations where he oversaw all aspects of the SEC’s national examination program and more than one thousand examination staff nationwide.
Daniel Kahl is a partner in the Investment Funds Practice Group in the Washington, D.C., office of Kirkland & Ellis LLP.
Dan most recently served as Acting Director of the U.S. Securities & Exchange Commission’s (SEC’s) Division of Examinations where he oversaw all aspects of the SEC’s national examination program and more than one thousand examination staff nationwide. Dan worked directly with SEC leadership to set examination policy, direction, and priorities. Previously, Dan served as Deputy Director and Chief Counsel of the Division of Examinations.
Prior to joining the Division of Examinations, Dan was Assistant Director in charge of the Investment Adviser Regulation Office in the Division of Investment Management at the SEC. Dan worked closely with regulators across the Federal government including the Department of the Treasury, the Federal Reserve Board, the Financial Stability Oversight Counsel and other agencies on policy and regulatory matters concerning the asset management industry.
Prior to joining the Commission in 2001, Dan worked for the Investment Adviser Association, FINRA, and the North American Securities Administrators Association.
Dan is a frequent speaker at legal and industry conferences.