How well does your asset management firm track its obligations?

In FY21, 23% of SEC enforcement actions were against registered investment advisers and investment companies — more than any other group.

GPs have every reason to believe the SEC will continue to scrutinize their fees and expenses, conflicts of interest, preferential treatment of LPs, and more. And if the SEC’s proposed amendments move forward, firms must be prepared to meet new compliance requirements.

Learn about the evolving regulatory landscape and a solution to better manage your growing number of commitments to investors and regulators. Insight is Ontra’s custom-built solution to help asset managers stay on top of their promises.

Watch our on-demand webinar, where you’ll learn about:


The SEC’s proposed changes to Form PF and the Investment Advisers Act of 1940

Dynamic Reporting

How the trend toward regulation may impact the private funds landscape

Accelerate Contract (1)

How Ontra built a solution to help fund managers fulfill their growing number of obligations to investors

Learn about a better way to manage your commitments to investors and regulators.


Miles Chan
VP/GM of Insight Ontra
View Bio

Stricter SEC Regulation on the Horizon: Are You Prepared?

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